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Mark Cohen

Arete Wealth Advisors, LLC
34 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mark Cohen is a registered investment advisor at Arete Wealth Advisors, LLC, based in Houston, TX, with 34 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 5,426 clients with $2.7B in assets under management.

Arete Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
5,426 clients
Average Client Portfolio
$506K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $249K3.00%
$249K - $750K2.50%
$750K - $1.5M2.00%
$1.5M - $5.0M1.75%
$5M+1.50%

Fees are negotiable and tailored to each client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Houston, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark has several outside business activities, including ownership in Cohen Sports & Entertainment, Mark Darren Cohen Asset Management (selling fixed insurance products), Black Cohen Group (construction, oil & gas/healthcare products, and rental property), and Cohen Group of Investments (brokerage services & RIA). He also works full-time as a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC.

Employment History
Current Registrations
Arete Wealth Management, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Arete Wealth Advisors, LLC
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
National Asset Management, INC.
May 2018 - July 2022 · 4 yrs 2 mos
National Securities CorporationBroker
May 2016 - July 2022 · 6 yrs 2 mos
Ridgeway & Conger, INC.Broker
December 2009 - May 2016 · 6 yrs 5 mos
Wfg Advisors, LP
May 2004 - December 2005 · 1 yr 7 mos
Wfg Investments, INC.Broker
August 2002 - March 2009 · 6 yrs 7 mos
Stanford Group CompanyBroker
May 2001 - July 2002 · 1 yr 2 mos
A. G. Edwards & Sons, INC.Broker
July 1994 - May 2001 · 6 yrs 10 mos
Painewebber IncorporatedBroker
July 1991 - July 1994 · 3 yrs
Kemper Securities Group, INC.Broker
March 1991 - August 1991 · 5 mos
State Registrations14 states
CAFLGAILINLAMDMEMIMONCNYTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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