Mark Cohen
Mark Cohen is a registered investment advisor at Arete Wealth Advisors, LLC, based in Houston, TX, with 34 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 5,426 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $249K | 3.00% |
| $249K - $750K | 2.50% |
| $750K - $1.5M | 2.00% |
| $1.5M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees are negotiable. A $50,000 initial minimum account balance is generally required, but may be waived.
Fee Estimator
Location
Houston, TX
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2012Other Business ActivitiesSells Insurance
Mark has several outside business activities, including ownership in Cohen Sports & Entertainment, Mark Darren Cohen Asset Management (selling fixed insurance products), Black Cohen Group (construction, oil & gas/healthcare products, and rental property), and Cohen Group of Investments (brokerage services & RIA). He also works full-time as a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
Arete Wealth Advisors, LLC
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
Ridgeway & Conger, INC.Broker
Wfg Advisors, LP
Wfg Investments, INC.Broker
Stanford Group CompanyBroker
A. G. Edwards & Sons, INC.Broker
Painewebber IncorporatedBroker
Kemper Securities Group, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.