MB
CFP · ChFC
MB
CFP · ChFC

Mark Banner

34 Years of Experience
Warrensburg, MO
1 DisclosureBrokerSells Insurance

Mark Banner is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Warrensburg, MO, with 34 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

206 S Holden, Warrensburg, MO, 64093

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2001
Settled
Other Business ActivitiesSells Insurance

Mark sells fixed insurance products, including life, health, disability, annuities, and long-term care with various companies. He also co-owns rental properties and is a member/co-owner of Murdock Banner Financial Group LLC, a DBA for financial services, and has several holding companies and a honey business.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
January 2004 - Present · 22 yrs 4 mos
Cetera Advisors LLCBroker
January 2004 - Present · 22 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2004 - March 2024 · 20 yrs 2 mos
Vestax Securities Corporation
April 1999 - January 2004 · 4 yrs 9 mos
Vestax Securities CorporationBroker
March 1999 - January 2004 · 4 yrs 10 mos
Walnut Street Securities, INC.Broker
July 1998 - March 1999 · 8 mos
Signal Securities, INC.Broker
April 1995 - July 1998 · 3 yrs 3 mos
Fidelity Equity Services CorporationBroker
July 1994 - April 1995 · 9 mos
Royal Alliance Associates, INC.Broker
February 1992 - June 1994 · 2 yrs 4 mos
State Registrations2 states
IDMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.