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Bradley Vick

LPL Financial LLC
33 Years of Experience
Stillwater, MN
1 DisclosureBrokerSells Insurance
View SEC Summary
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Bradley Vick is a CFP-designated registered investment advisor at LPL Financial LLC, based in Stillwater, MN, with 33 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Stillwater, MN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Bradley operates St. Croix Strategies as a DBA for his LPL business, dedicating full-time hours. He also works as an insurance broker selling various insurance products, spending a few hours per week on this activity.

Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs 5 mos
LPL Financial LLCBroker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
May 2024 - May 2024 · 0 mos
LPL Financial LLC
May 2024 - May 2024 · 0 mos
Northwestern Mutual Investment Services,llc
February 2014 - May 2024 · 10 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
April 2002 - May 2024 · 22 yrs 1 mo
Russell Fund Distributors, INC.Broker
May 1998 - March 2002 · 3 yrs 10 mos
American Express Financial Advisors INC.Broker
March 1992 - September 1996 · 4 yrs 6 mos
Ids Life Insurance CompanyBroker
March 1992 - September 1996 · 4 yrs 6 mos
Equico Securities, INC.Broker
May 1990 - June 1991 · 1 yr 1 mo
The Equitable Life Assurance Society of the United StatesBroker
May 1990 - June 1991 · 1 yr 1 mo
State Registrations32 states
ALAZCACODCFLGAIAIDILMAMDMIMNMONCNDNENJNVNYOHOKPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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