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Patrick Donnelly

Raymond James Financial Services Advisors, INC
36 Years of Experience
Springfield, MA
2 DisclosuresBroker
View SEC Summary
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Patrick Donnelly is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Springfield, MA, with 36 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

P.O. Box 15308 Tower Square, 1500 Main Street, Ste 900, Springfield, MA, 01115-5308

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014
Settled
Customer Dispute
February 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick is an occasional background actor and a temporary exercise contractor for the US Army, dedicating minimal time to each. He also spends a significant amount of time as an owner/managing partner for Legacy Private Wealth LLC and Paladin Enterprise LLC, and as a business partner with Paladin Wealth Partners LLC, all support companies. Finally, Patrick is in the US Army National Guard, dedicating about 10-20% of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2018 - Present · 7 yrs 11 mos
Raymond James Financial Services Advisors, INC
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - December 2018 · 10 yrs 1 mo
UBS Financial Services INC.
November 2008 - December 2018 · 10 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2000 - November 2008 · 8 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1990 - November 2008 · 18 yrs 5 mos
State Registrations30 states
AZCACOCTFLGAILINLAMAMDMEMIMNNCNHNJNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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