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William Davis

Thompson Davis Asset Management
36 Years of Experience
Richmond, VA
Broker
View SEC Summary
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William Davis is a registered investment advisor at Thompson Davis Asset Management, based in Richmond, VA, with 36 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 300 clients with $210M in assets under management.

Thompson Davis Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
300 clients
Average Client Portfolio
$704K average
Assets Under Management
$211.3M

Fee Structure

Minimum Investment:$200K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Management fee is 2.0% per year, paid monthly. In addition, a quarterly performance fee of 20% of net profits applies, subject to a high-water mark. Fees may be waived or reduced for employees, affiliates, and certain large or strategic investors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9030 Stony Point Pkwy, Ste 100, Richmond, VA, 23235

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a Managing Partner of Seven Hills Capital Management, LLC, which manages Seven Hills Capital Partners LP, a private fund. Thompson Davis Asset Management serves as the investment manager for the fund, and William acts as the investment advisor during normal business hours.

Employment History
Current Registrations
Thompson Davis Asset Management
February 2007 - Present · 19 yrs 8 mos
Thompson Davis & CO., INC.Broker
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
RBC Dain Rauscher INC.
June 2002 - July 2002 · 1 mo
RBC Dain Rauscher INC.Broker
March 2002 - July 2002 · 4 mos
Tucker Anthony IncorporatedBroker
March 2001 - March 2002 · 1 yr
Branch, Cabell & CO., INC.Broker
November 1990 - March 2001 · 10 yrs 4 mos
F.N. Wolf & CO., INC.Broker
June 1990 - September 1990 · 3 mos
State Registrations26 states
ALARAZCACOCTFLIDMAMDMINCNHNJNMNYOHOKORSCTNUTVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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