Richard Cote
Richard Cote is a registered investment advisor at MML Investors Services, LLC, based in Syracuse, NY, with 36 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
125 E Jefferson St, Suite 800, Syracuse, NY, 13202-2566
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2014Other Business Activities
Richard is a limited liability partner in Spruce Hill Farm LLC, which operates as an AirB&B, dedicating about 10-20% of his time. He also owns 50% of Limestone Advisory, LLC for payment of expenses, spending minimal time on management duties.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
New England SecuritiesBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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