JV
JV
James Vavonese
18 Years of Experience
Syracuse, NY
1 DisclosureBroker
James Vavonese is a registered investment advisor at MML Investors Services, LLC, based in Syracuse, NY, with 18 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
125 E Jefferson St, Suite 800, Syracuse, NY, 13202-2566
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023Denied
Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Hsbc Securities (USA) INC.Broker
October 2007 - June 2009 · 1 yr 8 mos
State Registrations13 states
AZFLGAMAMINCNJNVNYPASCUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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