Beth Richardson
Beth Richardson is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in Castle Rock, CO, with 36 years of industry experience. Beth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.
Fee Estimator
Location
757 Maleta Lane, Suite 204, Castle Rock, CO, 80108
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2018Other Business ActivitiesSells Insurance
Beth is a registered representative, CFP, and owner of Maleta Wealth Management, where she provides financial planning, wealth management, and insurance brokerage services, taking nearly full-time. She also owns several real estate properties and serves as an investment advisor representative for Kestra Advisory Services, LLC.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
NFP Advisor Services, LLC
Royal Alliance Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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