David Livingston is a registered investment advisor at Morgan Stanley, based in New York, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
July 2009 - December 2014 · 5 yrs 5 mos
UBS Financial Services INC.Broker
June 2002 - December 2014 · 12 yrs 6 mos
Fleet Securities, INC.Broker
March 2000 - September 2001 · 1 yr 6 mos
Rzb Securities LLCBroker
October 1999 - March 2000 · 5 mos
Anz Securities, INC.Broker
January 1995 - November 1998 · 3 yrs 10 mos
Anz Mccaughan Securities (USA) INCBroker
August 1993 - December 1994 · 1 yr 4 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.