SC
SC
Sam Consos is a registered investment advisor at Wells Fargo Advisors, based in Pasadena, CA, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
790 East Colorado Boulevard 510, [Satellite], Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008Settled
Employment History
Current Registrations
Wells Fargo Advisors
August 2025 - Present · 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2025 - Present · 11 mos
Previous Registrations
Wells Fargo Advisors
January 2011 - August 2025 · 14 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - August 2025 · 14 yrs 7 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
February 2000 - May 2001 · 1 yr 3 mos
Cal Fed InvestmentsBroker
November 1998 - February 2000 · 1 yr 3 mos
Glenfed Brokerage ServicesBroker
November 1995 - November 1998 · 3 yrs
Lazar Frederick & CompanyBroker
December 1994 - December 1995 · 1 yr
Asb Financial ServicesBroker
May 1993 - August 1994 · 1 yr 3 mos
Griffin Financial ServicesBroker
October 1992 - May 1993 · 7 mos
State Registrations19 states
AZCACOFLGAHIIDINMONCNVNYOHORPASCTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.