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Terence Lo
31 Years of Experience
South Pasadena, CA
5 DisclosuresBroker
Terence Lo is a registered investment advisor at Wells Fargo Advisors, based in South Pasadena, CA, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
South Pasadena, CA
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017Denied
Customer Dispute
January 2012Settled
Customer Dispute
December 2008Settled
Customer Dispute
December 2008Denied
Customer Dispute
December 2005Denied
Other Business Activities
Terence holds a real estate license in California since October 2023, dedicating minimal time to continuing education. This activity is not investment-related.
Employment History
Current Registrations
Wells Fargo Advisors
September 2023 - Present · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - September 2023 · 12 yrs 8 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
December 1996 - May 2001 · 4 yrs 5 mos
Centaurus Financial, INC.Broker
February 1996 - December 1996 · 10 mos
Finance 500, INC.Broker
January 1996 - February 1996 · 1 mo
Centaurus Financial, INC.Broker
March 1995 - January 1996 · 10 mos
Wma Securities, INC.Broker
November 1994 - February 1995 · 3 mos
State Registrations12 states
AZCAHIILMAMTNCNMNVTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.