RG
ChFC
RG
ChFC

Robert Grandy

35 Years of Experience
Hunt Valley, MD
BrokerSells Insurance

Robert Grandy is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Hunt Valley, MD, with 35 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

307 International Cir, Ste 310, Hunt Valley, MD, 21030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has 50% ownership in Fox and Hound LLC and 100% ownership in Voodoo, LLC, dedicating a few hours per week to Fox and Hound LLC and minimal time to Voodoo, LLC.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2003 - Present · 22 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
June 1990 - Present · 35 yrs 11 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
June 1990 - January 2002 · 11 yrs 7 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIIAILINMAMDMEMIMNMOMTNCNENJNMNVNYOHORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.