LC
LC
Lawrence Carter
26 Years of Experience
Louisville, KY
2 DisclosuresBrokerSells Insurance
Lawrence Carter is a registered investment advisor, based in Louisville, KY, with 26 years of industry experience.
Location
3432 Stony Spring Circle, Louisville, KY, 40220
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2008Settled
Customer Dispute
April 2008Settled
Other Business ActivitiesSells Insurance
Lawrence provides insurance advice through Unkefer DBA Wentworth Financial Partners and PKSF, and is a licensed health agent for Medicare supplements through Advocate Health. He also acts as an investment advisor representative for PKS Investments, dedicating a full-time effort to this role.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2024 - Present · 2 yrs 4 mos
Retirement Planning Solutions, LLC
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - December 2023 · 15 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - December 2023 · 15 yrs 11 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
July 1999 - January 2008 · 8 yrs 6 mos
State Registrations2 states
INKY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.