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Mark Andrews

Ameriprise Financial Services, LLC
36 Years of Experience
Marlton, NJ
1 DisclosureBroker
View SEC Summary
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Mark Andrews is a registered investment advisor at Ameriprise Financial Services, LLC, based in Marlton, NJ, with 36 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

50 Lake Center Executive Park, 401 Route 73 N Ste 201, Marlton, NJ, 08053-3425

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark has several outside business activities, including business ownership since 2009, another unspecified activity since 2014, and serving as an advisory board member since 2013. He also serves as treasurer for Andrews since 2018, dedicating about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 17 yrs
Previous Registrations
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Rsm Mcgladrey, INC.
July 2002 - July 2003 · 1 yr
Ameriprise Advisor Services, INC.Broker
December 1994 - October 2009 · 14 yrs 10 mos
Thomas James Associates, INC.Broker
August 1994 - December 1994 · 4 mos
Westfield Financial CorporationBroker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
July 1990 - September 1994 · 4 yrs 2 mos
State Registrations28 states
AKALAZCACTDEFLGAIAILKSLAMAMDMEMIMSNCNJNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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