MA
MA

Mark Andrews

35 Years of Experience
Marlton, NJ
1 DisclosureBroker

Mark Andrews is a registered investment advisor at Ameriprise Financial Services, LLC, based in Marlton, NJ, with 35 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

50 Lake Center Executive Park, 401 Route 73 N Ste 201, Marlton, NJ, 08053-3425

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History

Regulatory History (1)
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Customer Dispute
November 2002
Denied
Other Business Activities

Mark has several outside business activities, including business ownership since 2009, another unspecified activity since 2014, and serving as an advisory board member since 2013. He also serves as treasurer for Andrews since 2018, dedicating about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Ameriprise Advisor Services, INC.
July 2003 - October 2009 · 6 yrs 3 mos
Rsm Mcgladrey, INC.
July 2002 - July 2003 · 1 yr
Ameriprise Advisor Services, INC.Broker
December 1994 - October 2009 · 14 yrs 10 mos
Thomas James Associates, INC.Broker
August 1994 - December 1994 · 4 mos
Westfield Financial CorporationBroker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
July 1990 - September 1994 · 4 yrs 2 mos
State Registrations25 states
ALAZCACTDEFLGAIAILKSLAMAMDMEMIMSNCNJNYOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.