Gregory Bertagna
Gregory Bertagna is a registered investment advisor at LPL Financial LLC, based in Tinton Falls, NJ, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
766 Shrewsbury Ave #304, Tinton Falls, NJ, 07724
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory operates under the DBAs Dominion Financial Group, LTD (since 1996) and iwealthplan (since 2025) for his LPL business. He also engages in non-variable insurance activities through Dominion Financial Group, LTD since 2016, dedicating nearly full-time hours to his business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.Broker
Tfs Advisory Services
Tfs Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Pml Securities CompanyBroker
Chubb Securities CorporationBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.