William Krivicich is a CFA-designated registered investment advisor, based in Middletown, NY, with 27 years of industry experience.
Location
90 Crystal Run Road, Suite 101, Middletown, NY, 10941
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is the founder of a branch and an advisor at Mundi Financial, providing financial planning and asset management. He is also involved in insurance and investment advisory services, dedicating full-time hours to these activities.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Investment Services, LLC
Kestra Private Wealth Services, LLC
Previous Registrations
Kestra Investment Services, LLCBroker
Bruderman Asset Management, LLC
Bruderman Brothers LLCBroker
Gary Goldberg Planning Services INC
Gary Goldberg & CO., INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.