Thomas Ammons
Thomas Ammons is a PFS-designated registered investment advisor at LPL Financial LLC, based in Middletown, NY, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
633 Route 211 E, Middletown, NY, 10941
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas operates Affinity Advantage Financial Solutions as a DBA for LPL business, dedicating about 10-20% of his time. He also owns Affinity Advantage Senior Advisors, dealing with non-variable insurance like Medicare and group health, and Affinity Advantage Medicare Solutions, an insurance agency; these take about 10-20% and about a third of his time, respectively. Thomas is also the President/CPA/PFS of Affinity Advantage Inc, providing tax prep/accounting/CPA services, and operates as Thomas Ammons CPA/PFS, also for tax prep/accounting/CPA services; these each take a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
H.D. Vest Investment ServicesBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Hartford Equity Sales Company INC.Broker
First Priority Investment CorporationBroker
Green Hill Financial Service CorporationBroker
Equity Services, INC.Broker
Mercer, Bokert, Buckman & Reid, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
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