John Oneill
John Oneill is a CFP-designated registered investment advisor at Principal Securities, INC., based in Wayne, PA, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
485 Devon Park Dr Ste 102, Wayne, PA, 19087
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John owns JB New Enterprises LLC and OC LLC, both related to rental properties and real estate. He also provides third-party administration services for union benefits through ONeill Consulting Corporation, including implementing group health products and placing insurance.
Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
Princor Financial Services Corporation
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Princor Financial Services CorporationBroker
Equity Services, INC.Broker
Princor Financial Services CorporationBroker
Dean Witter Reynolds INC.Broker
Vanderbilt Securities, INC.Broker
Mlb Investments, LTD.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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