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Anthony Modica

35 Years of Experience
Alpharetta, GA
2 DisclosuresBroker

Anthony Modica is a registered investment advisor at Wells Fargo Advisors, based in Alpharetta, GA, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4400 N Point Pkwy, Ste 185, Alpharetta, GA, 30022

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Settled
Customer Dispute
June 2011
Settled
Other Business Activities

Anthony has a 45.6% ownership in Modica Family Limited Partnership for land management, taking minimal time. He also has 100% ownership in JEB-LTF, LLC for investment properties (minimal time) and Integristas Investment Management, LLC, where he is the owner of the financial practice, dedicating more than full-time hours.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
January 2017 - Present · 9 yrs 8 mos
Wells Fargo Advisors
January 2017 - Present · 9 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - January 2017 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2009 - January 2017 · 7 yrs 2 mos
UBS Financial Services INC.Broker
June 2004 - December 2009 · 5 yrs 6 mos
UBS Financial Services INC.
June 2004 - December 2009 · 5 yrs 6 mos
Merrill Lynch Investment Managers LP
June 1992 - June 2004 · 12 yrs
Fam Distributors, INC.Broker
July 1990 - June 2004 · 13 yrs 11 mos
State Registrations14 states
ALAZCAFLGAILLAMSNCNJNYTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.