RC
RC
Russell Clark
35 Years of Experience
Beavercreek, OH
3 DisclosuresBroker
Russell Clark is a registered investment advisor at Morgan Stanley, based in Beavercreek, OH, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4380 Buckeye Lane, Suite 200, Beavercreek, OH, 45440
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002Denied
Customer Dispute
November 1998Settled
Customer Dispute
January 1995Award / Judgment
Employment History
Current Registrations
Morgan Stanley
June 2015 - Present · 10 yrs 11 mos
Morgan StanleyBroker
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Raymond James & Associates, INC.Broker
November 2012 - May 2015 · 2 yrs 6 mos
Raymond James & Associates, INC.
November 2012 - May 2015 · 2 yrs 6 mos
Morgan Keegan & Company, INC.Broker
January 2011 - March 2013 · 2 yrs 2 mos
Morgan Keegan & Company, INC.
January 2011 - March 2013 · 2 yrs 2 mos
Pathways Wealth Management, LLC
June 2010 - January 2011 · 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.
November 2000 - June 2009 · 8 yrs 7 mos
Citigroup Global Markets INC.Broker
September 1998 - June 2009 · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - August 1998 · 7 yrs 8 mos
Metlife Securities INC.Broker
June 1990 - November 1990 · 5 mos
Metropolitan Life Insurance CompanyBroker
June 1990 - November 1990 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.