JH
JH

Jay Hammond

35 Years of Experience
Alpena, MI
BrokerSells Insurance

Jay Hammond is a registered investment advisor at Cetera Investment Advisers LLC, based in Alpena, MI, with 35 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

127 West River Street, Alpena, MI, 49707

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Jay is a tournament director for the Alpena Mens Golf Association, spending minimal time on this. Jay is also an independent insurance agent selling fixed insurance products, dedicating nearly full-time hours to this.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 3 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
June 2010 - June 2021 · 11 yrs
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
January 2003 - January 2004 · 1 yr
Pruco Securities CorporationBroker
July 1990 - January 2003 · 12 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
July 1990 - December 1993 · 3 yrs 5 mos
State Registrations4 states
CAFLMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.