William Herford
William Herford is a ChFC-designated registered investment advisor at Arkadios Wealth Advisors, based in Charlotte, NC, with 36 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 3 more. Their firm serves 14,886 clients with $8.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K+ | 1.50% |
Rates reflect maximum annual fees for Crest Accounts. Third-party manager accounts have a separate schedule ranging up to 2.25%. Fees are negotiable.
Fee Estimator
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an agent for Thompson Financial Group, selling various insurance products including life, disability, health, and long-term care insurance. This takes more than full-time hours. William is also the owner/president of Exclusive Financial Resources, LLC, handling marketing and operations for his securities business, dedicating about a quarter of his time.
Employment History
Current Registrations
Arkadios Capital
Arkadios Wealth Advisors
Arkadios CapitalBroker
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
New England Securities Corporation
New England SecuritiesBroker
Northwestern Mutual Wealth Management Company
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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