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CFP

Daniel Tucker

Mariner
35 Years of Experience
Omaha, NE
Broker
View SEC Summary
View SEC Summary

Daniel Tucker is a CFP-designated registered investment advisor at Mariner, based in Omaha, NE, with 35 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.

Mariner
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
981 advisors
Number of Clients
55,512 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$125.4B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.60%

Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13815 FNB Parkway, Suite 100, Omaha, NE, 68154

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel works full-time as an Investment Advisor Representative for Mariner Wealth Advisors and as a Registered Representative for MSEC, LLC. He also serves on the board of directors for Chariots 4 Hope, owns Dannan Properties LLC, and is a member of PMFR Properties LLC.

Employment History
Current Registrations
Mariner
September 2016 - Present · 10 yrs 1 mo
Msec, LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Securities Service Network, INC.Broker
February 2011 - October 2012 · 1 yr 8 mos
Qa3 Financial CORP.Broker
June 2002 - February 2011 · 8 yrs 8 mos
Mariner Wealth Advisors
August 2000 - March 2018 · 17 yrs 7 mos
Assist Investment Management Company, INC.Broker
December 1998 - June 2002 · 3 yrs 6 mos
Cls Brokerage Services, INC.Broker
June 1997 - October 1998 · 1 yr 4 mos
Securities America, INC.Broker
March 1995 - June 1997 · 2 yrs 3 mos
Royal Alliance Associates, INC.Broker
June 1991 - March 1995 · 3 yrs 9 mos
American Express Financial Advisors INC.Broker
August 1990 - May 1991 · 9 mos
Ids Life Insurance CompanyBroker
August 1990 - May 1991 · 9 mos
State Registrations12 states
CAFLIAILINKSKYMONETXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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