James Siemonsma is a registered investment advisor at Mariner Wealth, based in Omaha, NE, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
912 advisors
Number of Clients
44,528 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$98.6B
Fee Structure
Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
13815 FNB Parkway, Suite 100, Omaha, NE, 68154
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2024Settled
Customer Dispute
July 2022Settled
Employment History
Current Registrations
Mariner Wealth
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Mariner Wealth Advisors
October 2017 - March 2018 · 5 mos
Msec, LLCBroker
September 2017 - December 2023 · 6 yrs 3 mos
Proequities, INC.Broker
October 2007 - October 2017 · 10 yrs
Honkamp Krueger Financial Services INC
January 2002 - October 2017 · 15 yrs 9 mos
Citicorp Investment ServicesBroker
September 1991 - November 1993 · 2 yrs 2 mos
State Registrations2 states
NETX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.