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David Cerny

Northwestern Mutual Investment Services,llc
36 Years of Experience
Waukesha, WI
1 DisclosureBrokerSells Insurance
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David Cerny is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Waukesha, WI, with 36 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

20825 Swenson Dr Ste 250, Waukesha, WI, 53186

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2002 - Present · 24 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
July 1990 - Present · 36 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
August 1990 - January 2002 · 11 yrs 5 mos
State Registrations28 states
AKARAZCACODCFLGAIAILINKSMAMDMIMNNCNMNVOHRISCSDTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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