DJ
DJ
Dana Jacobs is a registered investment advisor at Morgan Stanley, based in El Segundo, CA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2141 Rosecrans Avenue, Suite 3100, El Segundo, CA, 90245
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2015 - Present · 10 yrs 11 mos
Morgan Stanley
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Barclays Capital INC.Broker
May 2010 - June 2015 · 5 yrs 1 mo
Barclays Capital INC.
May 2010 - June 2015 · 5 yrs 1 mo
Hsbc Securities (USA) INC.
December 2007 - June 2010 · 2 yrs 6 mos
Hsbc Securities (USA) INC.Broker
May 2005 - June 2010 · 5 yrs 1 mo
Credit Suisse First Boston
January 2003 - April 2005 · 2 yrs 3 mos
Credit Suisse First Boston LLCBroker
January 2003 - April 2005 · 2 yrs 3 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 1997 - January 2003 · 5 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1995 - January 2003 · 7 yrs 9 mos
Salomon Brothers INC.Broker
September 1994 - May 1995 · 8 mos
Financial Network Investment CorporationBroker
September 1992 - April 1993 · 7 mos
John Hancock Distributors, INC.Broker
July 1990 - September 1992 · 2 yrs 2 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1990 - September 1992 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.