JH
JH
John Harvey is a registered investment advisor at Morgan Stanley, based in El Segundo, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2141 Rosecrans Avenue, Suite 3100, El Segundo, CA, 90245
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Regulatory History (2)
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Customer Dispute
October 2012Settled
Customer Dispute
November 2008Denied
Other Business Activities
John co-owns multiple rental properties in Arizona, including condos and a duplex, with his spouse. He spends a few hours per week managing these properties.
Employment History
Current Registrations
Morgan Stanley
August 2016 - Present · 9 yrs 9 mos
Morgan StanleyBroker
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - August 2016 · 5 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2011 - August 2016 · 5 yrs 7 mos
Wells Fargo Investments, LLC
July 2001 - January 2011 · 9 yrs 6 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
March 2001 - May 2001 · 2 mos
State Registrations11 states
AZCACOFLILMANJNVNYORWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.