James Baka
James Baka is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Chicago, IL, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
6100 N Northwest Hwy, Chicago, IL, 60631
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Regulatory History (1)
Customer Dispute
June 2010Other Business Activities
James is a board member for Rush Copley Medical Center, a non-profit hospital, since 2015. He dedicates minimal time to this activity, which includes serving on a finance subcommittee.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Transcend Capital Advisors, LLC
Calamos Wealth Management LLC
Calamos Financial Services LLCBroker
Calamos Advisors LLC
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Hamilton Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.