Anthony Farrar
Anthony Farrar is a ChFC-designated registered investment advisor at Esi Financial Advisors, based in Charlotte, NC, with 14 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
1515 Mockingbird Lane, Suite 800, Charlotte, NC, 28209
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2001Other Business Activities
Anthony is affiliated with Farrar Financial Group and works as a benefit counselor for WTW - Willis Towers Watson, dedicating a few hours per week. He is also involved with real estate sales for minimal time and is a board member for AJF Scholarship, spending minimal time helping select scholarship recipients.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Previous Registrations
Resource Horizons Group LLCBroker
Investors Capital CORP.Broker
Dempsey Financial Network, INC.Broker
New England SecuritiesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.