RB
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Rudolph Bruer

35 Years of Experience
Southold, NY
Broker

Rudolph Bruer is a registered investment advisor at Ameriprise Financial Services, LLC, based in Southold, NY, with 35 years of industry experience. Rudolph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

55000 Main Road, Southold, NY, 11971

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rudolph is involved in business ownership and serves on the board of directors for Bruer. These activities take about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2010 - Present · 16 yrs 3 mos
Ameriprise Financial Services, LLC
January 2010 - Present · 16 yrs 4 mos
Ameriprise Financial Services, LLCBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Securities America, INC.Broker
March 2010 - September 2010 · 6 mos
Moors & Cabot, INC.Broker
June 2008 - January 2010 · 1 yr 7 mos
Moors & Cabot Financial Advisors, LLCBroker
December 2005 - June 2008 · 2 yrs 6 mos
Moors & Cabot, INC.Broker
August 1993 - July 2006 · 12 yrs 11 mos
Josephthal Lyon & Ross IncorporatedBroker
August 1992 - September 1993 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
August 1992 - August 1992 · 0 mos
Hibbard Brown & CO., INC.Broker
August 1990 - July 1992 · 1 yr 11 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAHIILMAMDMEMNNCNHNJNMNYPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.