Lisa Schomer is a CFP-designated registered investment advisor at LPL Financial LLC, based in Santa Barbara, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Barbara, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lisa operates her LPL business under a DBA and has a business entity for tax/investment purposes. She also dedicates time to writing and publishing, including blogging and working on a manuscript, and is involved with a publishing company, spending about a quarter of her time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Investacorp, INC.Broker
Prudential Securities IncorporatedBroker
Van Kampen American Capital Distributors, INC.Broker
State Registrations17 states
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