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Tyler Powell

LPL Financial LLC
19 Years of Experience
Santa Barbara, CA
3 DisclosuresBroker
View SEC Summary
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Tyler Powell is a registered investment advisor at LPL Financial LLC, based in Santa Barbara, CA, with 19 years of industry experience. Tyler is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

111 W Micheltorena St Ste 220, Santa Barbara, CA, 93101

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2015
Final
Employment Separation After Allegations
August 2014
Customer Dispute
April 2014
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
October 2023 - Present · 3 yrs
LPL Financial LLCBroker
October 2023 - Present · 3 yrs
LPL Financial LLC
October 2023 - Present · 3 yrs
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
August 2014 - October 2023 · 9 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2014 - October 2023 · 9 yrs 2 mos
Wells Fargo Advisors, LLC
January 2008 - August 2014 · 6 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2014 · 6 yrs 7 mos
A. G. Edwards & Sons, INC.
October 2007 - January 2008 · 3 mos
A. G. Edwards & Sons, INC.Broker
October 2007 - January 2008 · 3 mos
State Registrations19 states
AZCACOGAIDILMAMTNJNVNYOHORTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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