JD
JD
Janet Doherty
30 Years of Experience
Staten Island, NY
3 DisclosuresBrokerSells Insurance
Janet Doherty is a registered investment advisor, based in Staten Island, NY, with 30 years of industry experience.
Location
68 New Dorp Plaza South, Staten Island, NY, 10306
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Regulatory History (3)
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Customer Dispute
January 2024Settled
Customer Dispute
October 2009Settled
Criminal
June 1998Final Disposition
Other Business ActivitiesSells Insurance
Janet is a trustee for her mother's trust, the Patricia Doherty Family Irrevocable Trust, and spends minimal time on this. She also works as an insurance agent selling fixed annuities, dedicating minimal time to this activity as well.
Employment History
Current Registrations
Vanderbilt Advisory Services
April 2024 - Present · 2 yrs 3 mos
Vanderbilt Securities, LLCBroker
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Investment Advisers LLC
March 2024 - March 2024 · 0 mos
Cetera Advisors LLCBroker
February 2024 - March 2024 · 1 mo
Cetera Advisors LLC
February 2024 - March 2024 · 1 mo
Osaic Wealth, INC.
July 2021 - February 2024 · 2 yrs 7 mos
Osaic Wealth, INC.Broker
June 2004 - February 2024 · 19 yrs 8 mos
American Express Financial Advisors INC.Broker
December 2001 - June 2004 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
December 2001 - June 2004 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1997 - July 2001 · 4 yrs 1 mo
Smith Barney INC.Broker
February 1995 - May 1997 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
August 1994 - September 1994 · 1 mo
State Registrations8 states
COFLKYNJNYOHPATN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.