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Dennis Stanek

35 Years of Experience
Farmington, CT
1 DisclosureBroker

Dennis Stanek is a registered investment advisor at RBC Capital Markets, LLC, based in Farmington, CT, with 35 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

30 Batterson Park Road, Suite 350, Farmington, CT, 06032

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History

Regulatory History (1)
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Customer Dispute
November 2012
Denied
Other Business Activities

Dennis is a passive owner in several real estate ventures, including 36 Russ St. Assoc. LLC and Chapel 1226, LLC, and was previously involved with 18FOUR18 LLC and Lorista Holdings LLC. He also serves as a director for Swag Custom Rides, dedicating a few hours per week, and was on the board of directors for Hartford Healthcare Corporation, spending minimal time per week.

Employment History
Current Registrations
RBC Capital Markets, LLC
December 2005 - Present · 20 yrs 5 mos
RBC Capital Markets, LLC
December 2005 - Present · 20 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2005 - Present · 20 yrs 5 mos
Previous Registrations
RBC Dain Rauscher INC.
March 2002 - December 2005 · 3 yrs 9 mos
RBC Dain Rauscher INC.Broker
March 2002 - December 2005 · 3 yrs 9 mos
Tucker Anthony IncorporatedBroker
July 1990 - March 2002 · 11 yrs 8 mos
State Registrations36 states
AKALARAZCACOCTDEFLGAILINKSKYMAMDMEMINCNHNJNVNYOHORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Stanek - Financial Advisor | TrueAdvisor