WD
CFP
WD
CFP

William Dominello

19 Years of Experience
Farmington, CT
Broker

William Dominello is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Farmington, CT, with 19 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

30 Batterson Park Road, Suite 350, Farmington, CT, 06032

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is a trustee for his brother and serves on the board of directors for Harc Foundation Inc. William and his wife are also considering renting out a beach house through an LLC, with William involved in some of the rental activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2017 - Present · 8 yrs 7 mos
RBC Capital Markets, LLC
October 2017 - Present · 8 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2006 - October 2017 · 10 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2006 - October 2017 · 10 yrs 11 mos
State Registrations31 states
AKALARAZCACOCTDCFLGAHIINMAMDMEMINCNHNJNMNVNYORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.