James Kujawski
James Kujawski is a registered investment advisor at Ameriprise Financial Services, LLC, based in Annapolis, MD, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1616 Forest Dr Ste 5, Annapolis, MD, 21403
Get directionsHistory
Regulatory History (9)
Regulatory
August 2018Employment Separation After Allegations
February 2018Customer Dispute
July 2015Customer Dispute
July 2010Customer Dispute
July 2009Customer Dispute
March 2009Customer Dispute
August 2008Customer Dispute
June 2006Customer Dispute
September 1999Other Business Activities
James owns commercial real estate and is involved in several businesses, including restaurants, energy services, fishing charters, and a holding company. He dedicates minimal time to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.