William Smith is a registered investment advisor at Morgan Stanley, based in Bethesda, MD, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7500 Old Georgetown Road 10th Floor, Bethesda, MD, 20814
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2017 - Present · 8 yrs 9 mos
Morgan Stanley
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2007 - August 2017 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
March 2007 - August 2017 · 10 yrs 5 mos
Oppenheimer Asset Management
April 2003 - March 2007 · 3 yrs 11 mos
Oppenheimer & CO. INC.Broker
January 2003 - March 2007 · 4 yrs 2 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
May 1999 - January 2003 · 3 yrs 8 mos
Cibc World Markets CORP.Broker
April 1999 - January 2003 · 3 yrs 9 mos
Prudential Securities IncorporatedBroker
May 1997 - April 1999 · 1 yr 11 mos
Smith Barney INC.Broker
February 1995 - May 1997 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1993 - February 1995 · 1 yr 7 mos
Lehman Brothers INC.Broker
November 1991 - July 1993 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
February 1991 - November 1991 · 9 mos
Painewebber IncorporatedBroker
September 1990 - November 1990 · 2 mos
State Registrations28 states
ALAZCACOCTDCDEFLHIINKYLAMAMDMINCNHNJNVNYOHORPASCTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.