Daniel Hickey is a registered investment advisor at Shelter Rock Management, LLC, based in Bronx, NY, with 4 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 142 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.85% |
Rates shown reflect the Equity Income, Select Equity, Equity Alt, and Custom Accounts schedules. Strategic Income strategy charges a flat 1.00% across all tiers. Conservative Allocation charges 1.25% up to $1M, 1.00% up to $2M, and 0.85% over $2M. Variable annuity accounts are charged 0.50%.
Fee Estimator
Location
Bronx, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is an independent contractor and licensed real estate salesperson for Houlihan Lawrence since 2015. He dedicates nearly full-time hours to this activity during trading hours.
Employment History
Current Registrations
Shelter Rock Management, LLC
Previous Registrations
Stepping Stones Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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