Shelter Rock Management is an investment advisory firm founded in 2006 and based in Jericho, New York. The firm provides personalized portfolio management directly to individuals, trusts, estates, charitable organizations, and small businesses, and also acts as a sub-advisor for other registered investment advisors. Shelter Rock Management offers a variety of investment strategies ranging from conservative fixed income portfolios to equity-focused and customized accounts, tailoring its approach to each client's specific time horizon, financial objectives, and risk tolerance. The firm operates as a fee-only advisor, meaning it is compensated solely through management fees based on a percentage of assets, and does not sell securities or financial products for commissions.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.85% |
Rates shown reflect the Equity Income, Select Equity, Equity Alt, and Custom Accounts schedules. Strategic Income strategy charges a flat 1.00% across all tiers. Conservative Allocation charges 1.25% up to $1M, 1.00% up to $2M, and 0.85% over $2M. Variable annuity accounts are charged 0.50%.