William Gillett is a registered investment advisor, based in Fishkill, NY, with 35 years of industry experience.
Location
Fishkill, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is the President and CEO of The Commonwealth Agency, Inc., which markets, sells, and services fixed insurance products including life, long-term disability, and long-term care. This activity takes about half of William's time.
Employment History
Current Registrations
Spc
August 2025 - Present · 9 mos
Sigma Financial CorporationBroker
August 2025 - Present · 9 mos
Previous Registrations
Commonwealth Financial Network
June 2021 - August 2025 · 4 yrs 2 mos
Commonwealth Financial NetworkBroker
December 1997 - August 2025 · 27 yrs 8 mos
Royal Alliance Associates, INC.Broker
March 1995 - December 1997 · 2 yrs 9 mos
Allmerica Investments, INC.Broker
January 1991 - March 1995 · 4 yrs 2 mos
Pruco Securities CorporationBroker
July 1990 - January 1991 · 6 mos
The Prudential Insurance Company of AmericaBroker
July 1990 - January 1991 · 6 mos
State Registrations9 states
CTFLMANCNHNYPAVTWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.