Brian Havermann
Brian Havermann is a registered investment advisor at Brookstone Capital Management LLC, based in Wheaton, IL, with 35 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.
Location
1745 S. Naperville Road, Suite 200, Wheaton, IL, 60189
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Regulatory History (1)
Regulatory
March 2014Other Business ActivitiesSells Insurance
Brian is involved in insurance sales through Havermann Financial Services. The filing does not specify the time commitment.
Employment History
Current Registrations
Brookstone Capital Management LLC
Previous Registrations
Brookstone Capital Management LLC
Havermann Financial Services, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Spc
Sammons Securities Company, LLCBroker
Walnut Street Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Jefferson Pilot Securities CorporationBroker
Fortis Investors, INC.Broker
Vsr Financial Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Amev Investors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.