SM
SM
Stephen Martin
35 Years of Experience
San Francisco, CA
1 DisclosureBroker
Stephen Martin is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, 35th Floor, San Francisco, CA, 94104
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2001Withdrawn
Other Business Activities
Stephen is a board member and officer for the Lahontan Community Association since January 2024, dedicating minimal time outside of business hours. This activity involves general direction and guidance for the HCA.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2002 - June 2009 · 7 yrs 1 mo
Morgan Stanley & CO., Incorporated
July 1997 - May 2002 · 4 yrs 10 mos
Morgan Stanley & CO., IncorporatedBroker
October 1990 - May 2002 · 11 yrs 7 mos
State Registrations12 states
AZCACOFLHIIDMTNJNVNYTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.