Robert Solley is a registered investment advisor, based in Alpharetta, GA, with 35 years of industry experience.
Location
1105 Powers Place, Alpharetta, GA, 30009
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Regulatory History (2)
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Customer Dispute
July 2004Settled
Customer Dispute
January 2000Settled
Other Business Activities
Robert is the owner of Solley Financial Services, operating under a DBA, since 2003. This activity takes up nearly all of Robert's time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
First Allied Securities, INC.Broker
November 2011 - September 2022 · 10 yrs 10 mos
First Allied Advisory Services, INC.
November 2011 - November 2020 · 9 yrs
Sanders Morris Harris INC.
June 2006 - November 2011 · 5 yrs 5 mos
Smh Capital Advisors, INC.
February 2004 - December 2006 · 2 yrs 10 mos
Sanders Morris Harris INC.Broker
June 2003 - November 2011 · 8 yrs 5 mos
Raymond James Financial Services, INC.Broker
April 2001 - June 2003 · 2 yrs 2 mos
Ifg Network Securities, INC.Broker
April 1992 - April 2001 · 9 yrs
Sunamerica Securities, INC.Broker
July 1991 - April 1992 · 9 mos
Ifg Network Securities, INC.Broker
April 1991 - July 1991 · 3 mos
F.N. Wolf & CO., INC.Broker
August 1990 - April 1991 · 8 mos
State Registrations17 states
ALCACOFLGAMAMEMIMNMONCNMNYSCTXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.