Sonia Caban is a registered investment advisor, based in Woodbridge, CT, with 34 years of industry experience.
Location
Woodbridge, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sonia is the President/Financial Professional at Caban Financial, LLC since 2012, spending about a quarter of her time there. She is also an independent insurance agent for various companies since 2014, dedicating minimal time to this. Additionally, Sonia is an advisory representative of a RIA and owns rental property.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Bankboston Investor Services, INC.Broker
Wall Street Investor ServicesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.