James Kitz
James Kitz is a registered investment advisor at UBS Financial Services INC., based in Norfolk, VA, with 36 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
Wells Fargo Center/ 440 Monticello Avenue, Suite 2000, Norfolk, VA, 23510
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2000Other Business Activities
James is a board member for the Virginia Opera, a 501c3 corporation, and a trustee for the George H. Roller Family Trust. Being a trustee involves abiding by the provisions of the trust.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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