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Mark Benton

Wells Fargo Advisors
32 Years of Experience
La Jolla, CA
2 DisclosuresBroker
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Mark Benton is a registered investment advisor at Wells Fargo Advisors, based in La Jolla, CA, with 32 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7714 Girard Ave, La Jolla, CA, 92037

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Settled
Customer Dispute
June 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2007 - Present · 19 yrs 8 mos
Wells Fargo Advisors
February 2007 - Present · 19 yrs 8 mos
Previous Registrations
Atlas Securities, LLCBroker
July 2004 - February 2007 · 2 yrs 7 mos
Securian Financial Services, INC.Broker
November 2003 - March 2004 · 4 mos
Securian Financial Services, INC.
November 2003 - March 2004 · 4 mos
Park Avenue Securities LLCBroker
August 2003 - October 2003 · 2 mos
Citicorp Investment ServicesBroker
March 2003 - June 2003 · 3 mos
Citicorp Investment Services
March 2003 - June 2003 · 3 mos
Raymond James Financial Services
October 2002 - December 2002 · 2 mos
Raymond James Financial Services, INC.Broker
September 2002 - December 2002 · 3 mos
Uboc Investment Services, INC.Broker
August 2001 - September 2002 · 1 yr 1 mo
Wm Financial Services, INC.Broker
February 2000 - August 2001 · 1 yr 6 mos
Quest Capital Strategies, INC.Broker
January 2000 - February 2000 · 1 mo
Bear, Stearns & CO. INC.Broker
October 1996 - April 1997 · 6 mos
Wells Fargo Securities INC.Broker
November 1993 - October 1996 · 2 yrs 11 mos
Marketing One Securities, INC.Broker
August 1992 - November 1993 · 1 yr 3 mos
Lehman Brothers INC.Broker
March 1992 - August 1992 · 5 mos
Dean Witter Reynolds INC.Broker
May 1991 - March 1992 · 10 mos
Kober Financial CORP.Broker
July 1990 - May 1991 · 10 mos
State Registrations26 states
ARAZCACODCFLHIIAILMAMIMNMONMNVNYOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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