JM
CFP
JM
CFP
John Matheny
31 Years of Experience
Kannapolis, NC
1 DisclosureBroker
John Matheny is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Kannapolis, NC, with 31 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1501 S Cannon Blvd, Kannapolis, NC, 28083
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2004Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
November 2012 - Present · 13 yrs 6 mos
Wells Fargo Advisors
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
Independent Financial Partners
May 2012 - November 2012 · 6 mos
LPL Financial LLCBroker
April 2012 - November 2012 · 7 mos
Invest Financial CorporationBroker
June 2010 - March 2012 · 1 yr 9 mos
Invest Financial Corporation
June 2010 - March 2012 · 1 yr 9 mos
Amerivest Investment Management, LLC
October 2008 - June 2009 · 8 mos
TD Ameritrade, INC.Broker
September 2008 - June 2009 · 9 mos
Ameriprise Financial Services, INC.
September 1991 - September 2006 · 15 yrs
Ameriprise Financial Services, INC.Broker
September 1991 - September 2006 · 15 yrs
Ids Life Insurance CompanyBroker
September 1991 - July 2006 · 14 yrs 10 mos
State Registrations7 states
ALCAFLNCSCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.