Brandon Bastuba is a CFP-designated registered investment advisor, based in Huntersville, NC, with 15 years of industry experience. Brandon is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Huntersville, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Newedge Securities, LLC
August 2026 - Present · 2 mos
Newedge Advisors
August 2026 - Present · 2 mos
Newedge Securities, LLCBroker
August 2026 - Present · 2 mos
Previous Registrations
The Pacific Financial Group, INC.
August 2025 - April 2026 · 8 mos
Orion Portfolio Solutions, LLC
November 2021 - September 2022 · 10 mos
Brinker Capital Securities, LLCBroker
November 2021 - September 2022 · 10 mos
Assetmark, INC.
January 2020 - November 2021 · 1 yr 10 mos
Assetmark Brokerage, LLCBroker
August 2014 - November 2021 · 7 yrs 3 mos
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Assetmark, INC.
July 2010 - January 2020 · 9 yrs 6 mos
Capital Brokerage CorporationBroker
July 2010 - November 2013 · 3 yrs 4 mos
AXA Advisors, LLC
July 2009 - June 2010 · 11 mos
AXA Advisors, LLCBroker
September 2007 - June 2010 · 2 yrs 9 mos
State Registrations1 state
NC
Advisor
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Exams
No exam information available for this advisor.
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