Luther Lockwood
Luther Lockwood is a ChFC-designated registered investment advisor at Mbl Advisors, based in Charlotte, NC, with 35 years of industry experience. Luther operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 216 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.90% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.40% |
| $25M+ | 0.25% |
At MBL Wealth's discretion, they may combine the account values of family members living in the same household to determine the applicable investment management fee.
Fee Estimator
Location
301 S. Mcdowell Street, Suite 1100, Charlotte, NC, 28204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Luther is a managing principal at MBL Advisors, Inc., an insurance agency, and CEO of MBL Wealth LLC, a wealth and investment management firm. He also holds positions on various boards and committees, including those related to healthcare and university foundations, dedicating varying amounts of time to each.
Employment History
Current Registrations
Mbl Advisors
M Holdings Securities, INC.Broker
Previous Registrations
M Holdings Securities, INC.
Wachovia Insurance Services Broker Dealer, INC.Broker
Interpacific Investors Services, INC.Broker
Equity Services, INC.Broker
State Registrations17 states
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