DM
DM

Dennis Martin

36 Years of Experience
Mitchell, SD
1 DisclosureBroker

Dennis Martin is a registered investment advisor at Colliers Securities LLC, based in Mitchell, SD, with 36 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 816 clients with $330M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
26 advisors
Number of Clients
816 clients
Average Client Portfolio
$404K average
Assets Under Management
$329.6M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K+1.50%

Fees are negotiable. Envestnet and Dana wrap programs include separate program fees and third-party manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

721 West Havens Avenue, Mitchell, SD, 57301

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Closed-No Action
Other Business Activities

Dennis is the Treasurer of Sioux Falls West Camp for Gideons International, a non-profit religious organization. This requires minimal time each month.

Employment History
Current Registrations
Colliers Securities LLC
October 2014 - Present · 12 yrs
Colliers Securities LLCBroker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2008 - September 2014 · 6 yrs 8 mos
Wells Fargo Advisors, LLC
January 2008 - September 2014 · 6 yrs 8 mos
A. G. Edwards & Sons, INC.
February 2007 - January 2008 · 11 mos
A. G. Edwards & Sons, INC.Broker
November 1990 - January 2008 · 17 yrs 2 mos
John G. Kinnard and Company, IncorporatedBroker
August 1990 - November 1990 · 3 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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